In this week’s Compliance Blog we are going to comment on an issue that is an integral part of an Anti-Money Laundering (AML) program. I am referring to the AML monitoring system, which some companies call an automated system, AML system, or transaction monitoring system.
Last week we attended an IR Magazine webinar looking at Investor Days and what we can learn from virtual events held in 2020 and early 2021 to improve the experience…
In this post we are going to discuss a topic that is particularly relevant for companies that are listed on the Stock Exchange (BMV or BIVA). I am specifically referring to the handling of privileged information and relevant events, which directly influence personal trading by managers and other employees who work for the organization.
In this post we are going to discuss a topic that is very relevant – business ethics and its day to day use. I will specifically address the unfortunate event that occurred a few weeks ago on Line 12 of the CDMX metro, which deeply affected our society.
This month El Pulso de los Medios brings you the latest on changes in organizations such as Mexicanos Contra la Corrupción y la Impunidad; conflicts between journalists and public officials (including President López Obrador); and additional complaints of sexual and labor harassment at El Heraldo de México.
With Mexico’s first quarter earnings season over, we analyze how companies reported on average. Overall, the results were good, and Mexico’s corporate sector looks in fairly decent shape as we go into 2Q21…
Adventure, tradition and comfort come together to receive the tourists of Malinalco; find all the details in our guide.
In this post we are going to address a very relevant topic for financial institutions, Compliance Officers in the area of Money Laundering Prevention (PLD in Spanish). This role has gained importance in the past few decades and is very important for regulation and our society.
La pandemia de coronavirus sigue impactando de manera directa al mundo de los medios de comunicación mexicanos, sin embargo, también las decisiones y el comportamiento de directivos y actores relevantes inciden en los resultados de sus empresas y en la percepción que los propios periodistas tienen de sus centros y equipos de trabajo.
When proposing, establishing, or implementing a Compliance program, many questions arise, such as: which area should the Compliance unit be in within the organization?; who should head the division or program?; or what kind of resources should be allocated to it? All of these are valid questions and should be answered, but first I would like to raise some more general than practical ideas to keep in mind before answering those questions.
To mark the end of women’s month in Mexico we are going to look at how Mexican IR teams can effectively communicate their commitment to gender diversity to investors and analysts.
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